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Do we say that in

Kim is tall.,

the is tall is a constituent?

Well, the standard answer is clearly Yes (see below). My questions are:

  1. What is the linguistic evidence for the assertion that is tall is constituent? Below I give two pieces of evidence, arguably neither of which is individually conclusive. Are there more?
  2. Is there any evidence against that assertion?

In a previous version of this post, I also asked:

'I assume that the following is an equivalent question: is is tall a verb phrase (VP)? (Am I right to assume that?).'

I have since learned enough about all this at least to be sure that this is indeed so: a VP simply is, by definition, a constituent whose head is a verb.

Literature does treat copula be + complement as a VP

I understand that there are many kinds of theories of grammar out there. I am interested in the type of grammar exemplified by e.g. CGEL. I would be tempted to describe this as 'mainstream "standard" phrase-structure grammar', but please keep in mind that I am not a linguist, and this descriptor is almost certainly inadequate.

It is clear that CGEL would say that is tall is a constituent. On p. 50, they say that in he is ill, the is ill is a VP:

constituent structure of 'he is ill' from CGEL, p. 50

As far as primary literature, I'm sure that there must be legion examples in which it is clear that the copula be is considered part of a VP . So far, I have been able to locate one such example: this source. The context is how theta roles get assigned in sentences such as

[1] He is a good player.

An important suggestion, going back to Marantz (1984), says that it is the entire VP (the verb and its internal argument) that assigns the verb’s external θ-role, and not only the verb. ... Furthermore, it is also a common assumption that the internal argument is responsible for selecting the subject, that is, the postcopular element decides what can be able to be a subject. Hence the subject gets its role from the internal argument: [some examples are given] We see that the complement seems to restrict the external argument alone, not being affected by the presence of the copula. That is, the entire VP selects the subject, but since the copula is empty, it does not contribute in any sense. [emphasis mine]

For my present purposes, the point is that the paper implies that the copula + its complement is a VP.

Showing constituency of some other kinds of word sequences containing verbs

Consider

[2] He gave John a book.

We suspect that gave John a book is a constituent. To show this, we note that the following sentence is acceptable:

[3] He gave John a book, and she did, too.

In the second coordinate, the pro-form did substitutes for gave John a book. And since it is widely accepted that only constituents can be substituted by pro-forms, it follows that gave John a book is a constituent.

If in [1] instead of is we had seems, the same test would show that seems a good player is a constituent:

[4] He seems a good player, and she does, too.

But if we have is, this approach fails. As is well-known, copula be does not take do support, and so the following is not an acceptable sentence:

[5] *He is a good player, and she does, too.

In fact, I am not aware of any way one could replace is a good player (or is tall) by a pro-form, and thus I don't know how to apply the replacement test---arguably one of the cleanest kinds of constituency tests---to is a good player and is tall.

Two arguments for the constituenthood of is tall

Coordination

We note that is a good player can be coordinated with something which is definitely a VP:

[6] He is a good player and hits the ball hard.

(We can show that hits the ball hard is a VP by the replacement test: He hits the ball hard and she does, too.)

This provides at least some evidence that is a good player is a constituent, i.e. a VP.

However, my understanding is that the ability to be a coordinate is not always a reliable indication of constituenthood---see e.g. p. 21 of Carnie. One well-known case where coordinates fail to be constituents is right-node-raising (RNR, or, as CGEL prefers to call it, 'delayed right constituent coordination'). For example, in F̲r̲e̲d̲ p̲r̲e̲p̲a̲r̲e̲s̲ and S̲u̲s̲a̲n̲ ̲e̲a̲t̲s̲ the food, the underlined word sequences are coordinates but not constituents. If this was the only exception, we could say that the rule is, 'only constituents can be coordinated, except in RNR', and we know how to recognize RNR on grounds other than the fact that the coordinates are not constituents. (As Greg Lee pointed out, usually theories of RNR are formulated so that RNR is only apparently an exception. But it is still true that, for the purposes of constituenthood testing, one would need to pay special attention to RNR.) However, there are also counterexamples other than RNR; for example: David introduced [[Chris] [to Tracy]] and [[Matty] [to Ken]] (p. 368 of Dalrymple). Perhaps there is a way to identify and separately characterize this phenomenon, too. Also, as far as I know, there is no known counterexample with sequences involving verbs: in every case where the coordinates are word sequences that involve verbs and whose constituenthood status is independently known, the coordinates turn out to be constituents. Nevertheless, the coordination test does seem to require way more elaboration than e.g. the pro-form substitution test, and is therefore less clean and compelling.

Being the item extracted by RNR

We note that the following is an acceptable sentence (with big thanks to Greg Lee for coming up with it):

[7] Harriet knows that Kim, but doubts that Marcia, is tall.

This is again RNR, but the word sequence of interest, is tall, appears not as a coordinate but rather as the the shared material, the item extracted by the RNR. Sources such as McCawley's The Syntactic Phenomena of English say that such items must be constituents (see here). However, here, too, there are counterexamples: many sources (such as this one) would say that the following is an acceptable sentence (although McCawley denies this, see the link above): Smith sells, and Jones rents, luxury cars to insurance executives. Here luxury cars to insurance executives is not a constituent even though it is an item extracted by an RNR. CGEL concurs that such things can happen (note 67 on p. 1343):

We focus on cases where the delayed element is a single constituent; occasional examples are found where what follows the coordination is not a single constituent but a sequence: It had to be ascertained whether the managers had suitable people to put forward for possible appointment from persons [registered with, or applying to, t̲h̲e̲m̲ ̲f̲o̲r̲ ̲e̲m̲p̲l̲o̲y̲m̲e̲n̲t̲].

So, again, although in the known problematic cases the extracted items do not involve verbs, the difficulty makes the RNR test seem less compelling.

Summary

We have two pieces of evidence that is tall is a constituent: it can be coordinated with other VPs, and it can be extracted by RNR. For both the coordination test and the RNR extraction test, it is known that the test is fallible in some cases (although none of these known problematic cases involve verbs). Also, Carnie seems to suggest that copular constructions are tricky when it comes to constituenthood analysis (p. 260).

The questions are:

  1. Can you provide further evidence (in addition to the two pieces of evidence discussed above) that is tall is a constituent?
  2. Is there any evidence that is tall is not a constituent?
  • BE is odd: it's always treated as an auxiliary, even when it acts by itself. So it can't be coded by DO because DO only codes non-auxiliaries--auxiliaries code themselves. Lexical HAVE is betwixt-and-between: it can code itself OR be coded by DO. – StoneyB Mar 20 '17 at 0:30
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    @StoneyB CGEL (pp. 113-114) distinguishes six uses of be, and in four of them it has all the properties of an auxiliary verb. However, in one of its uses, it takes do-support in present tense negatives: Why don't you be more tolerant? Why doesn't he be more tolerant? . In this use it is therefore behaving like a lexical verb, which is why CGEL refers to this use as 'lexical be'. – linguisticturn Mar 20 '17 at 1:21
  • @linguisticum You're quite right; I'd forgotten that one. But I think that DO .. be is a syntactic workaround to maintain the lexico-semantic distinction between copular BE and the special behavioral sense of progressive BE being, as in He's being very intolerant--which of course is still coded as BE, not DO. – StoneyB Mar 20 '17 at 1:42
  • @StoneyB Whatever is really happening there, your observation that be is odd certainly stands unchallenged... – linguisticturn Mar 20 '17 at 1:46
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    @sumelic CGEL (p.114): 'Pragmatically [i] (= a. Why don't you be more tolerant? ; b. Why doesn't he be more tolerant?) conveys "You/He should be more tolerant" and thus bears some resemblance to the imperative, but syntactically it is quite distinct from the imperative construction by virtue of having a present tense form, not a plain form. This is evident from the person-number contrast between don't in [ia] and doesn't in [ib], for imperatives with a 3rd person singular subject do not differ in verb-form from those with a 2nd person subject (cf. Somebody open the door, please).' – linguisticturn Mar 21 '17 at 6:21
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In TSPE, McCawley often uses RNR as a test for constituency. The raised node must be a constituent. is tall passes this test: "Harriet knows that Kim, but doubts that Marcia, is tall." So if "is tall" is a constituent, what would it be other than a VP?

I don't know what the problem is with using as a diagnostic, coordination with another VP.

Theta theory is a poor cousin of Fillmore's Case Grammar theory, where subjects of various sorts arise as complements to the verb. (If you talk about theta roles instead of deep cases or semantic roles, you don't have to put Fillmore in your bibliography -- that's the point of theta theory.) I don't see the relevance to the question of whether "is tall" is a constituent.

  • Thank you so much, as always! As far as coordination, my guess is this: first one gets 'burned' by RNR (i.e. non-constituents appear as coordinates). OK, we make our peace with RNR: 'coordinates must be constituents---except in RNR.' Then we see this: David introduced [[Chris] [to Tracy]] and [[Matty] [to Ken]]. (p. 368 of Dalrymple) Probably we can deal with that too, somehow, but 1. it's getting complicated, and 2. apparently, coordination is tricky---what further pitfalls may there be? – linguisticturn Mar 19 '17 at 21:53
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    Yes, it does sound acceptable. – Greg Lee Mar 19 '17 at 22:48
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    Evidently, we don't know that they aren't failing this time, too. If you thought of science as the piecewise accumulation of true facts, you might well find this disconcerting. I hope you'll be okay. – Greg Lee Mar 20 '17 at 0:16
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    :) No, I'm very familiar with this 'nonlinear' (for the lack of a better term) characteristic of science in general. It's just that linguistics is not (even close to being) my field, so I don't know what's known there and with what degree of certainty. Novices in any field are often surprised both by how easily the experts can answer some questions that would naively seem very hard, as well as by how difficult it can be to answer some questions that would naively seem very easy... – linguisticturn Mar 20 '17 at 0:56
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    No, they are exceptions in all theories, so far as I know. Is the following okay? "George pushed, and Horace pulled, the gold ingot across the table." It's suggested by the possibility that some combinations of phrases, while not actually constituents, can masquerade as constituents because they are so easy to interpret (in this case as meaning that the gold ingot moved across the table). – Greg Lee Mar 20 '17 at 14:58

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